|
Category |
Items |
Transaction Items |
Service Fee |
Receipt / Payment Time |
|---|---|---|---|---|
|
Trade-related services |
Commission |
—– |
Ordinary trade：0.25% Min.HK$100 | On or before settlement due date |
|
Stamp Duty |
—– |
0.13% of transaction amount; (Rounded up to nearest dollar) |
On or before settlement due date | |
|
Trading Fee |
—– |
0.005%of transaction amount (Rounded to nearest cent) |
On or before settlement due date | |
|
Transaction Levy |
—– |
0.0027% of transaction amount (Rounded to nearest cent) |
On or before settlement due date | |
|
FRC Transaction Levy |
—– |
0.00015% (Rounded to nearest cent) |
On or before settlement due date | |
|
Scrip |
Settlement Fee |
—– |
0.002% of transaction amount; Min.HK$2，Max. HK$100 |
On or before settlement due date |
|
Physical Deposit Fee |
Others | Free of Charge(not include the fee charged by CCASS) |
allow to be traded after the confirmation |
|
|
Custodian Fee |
Negotiable | |||
|
Physical withdrawal Fee |
Withdrawal from CCASS | HK$6 Per Board Lot Min. HK$50 | Date of application | |
|
Settlement |
Withdrawal via SI | HK$5 Per Board Lot Min. HK$50 |
Date of application | |
|
Investor Settlement Instruction Fee |
Deposit / Withdrawal via ISI | $5 Per transaction | Date of application | |
|
Stock Segregated Account (with CCASS Statement ) Service Fee |
HK$240 Per Year, plus Transaction Fee HK$10 Per Stock Transfer Instruction | Date of application | ||
|
Default fee on overdue short position |
0.5% multiplied by the market value; maximum HK$100,000 for each position. | On or before settlement due date | ||
|
Nominee Services |
Share Registration / Transfer |
Share Registration and Transfer from Street Name to HKSCC Nominees (Script Fee) |
HK$1.5 Per Board Lot |
|
| For De-listed stock Owing to Liquidation / Expiry / Not Involving Issue of Stock Instruments | Free of Charge |
—– |
||
| Share Registration and Transfer from CCASS to Clients’ Own Names | HK$10 Per Share Scrip Min. HK$50 |
Date of application | ||
|
Dividend / Coupon |
Dividend collection from CCASS on behalf of clients (including scrip dividend) | 0.2% of dividend amount Min. HK$10 |
Deducted from Dividend Proceed or Collected from Clients on payout date | |
|
Warrant Exercise Fee |
Subscription of Rights / Warrants, Exercise of in-the-money Derivative Warrants |
HKD$2 Per Board Lot (round up to the nearest board lot) | Date of application | |
|
Handling Share Consolidation / Split |
Stock Consolidation / Splitting | Free of Charge |
—– |
|
|
Handling of Rights Issue/Shares Under Takeover Bid / etc |
Right Issue / Privatization / Merger and Acquisition | HK$2 per Board Lot, plus Handling Fee HK$10 |
Event Effective or Distribution Date | |
|
Unclaimed Benefit Entitlement |
Claiming Unclaimed Dividend and Related Benefits (Irrespective of Successful or Not) Per Each Stock | HK$800 for Initial Claim HK$200 for Each Subsequent Claim |
Date of application | |
|
Redemption Fee Of Hong Kong Government Bond |
HK$60 | Redemption Date | ||
|
Other |
Mail Statement |
HK$20 per month | ||
|
E-Statement |
Free | |||
|
Retrieving Monthly Statements |
Within 3 Months | Free | Date of application | |
| 4 – 12 Months | HK$100 Per Copy | Date of application | ||
| 12 Months Beyond | HK$200 Per Copy | Date of application | ||
|
IPO Application |
Form Filling / EIPO Application | $50 | Date of application | |
|
Others |
To Consult Cheque Record | HK$100 Per Case | Date of application | |
| To Consult Dividend Record | HK$100 Per Period | Date of application | ||
| Returned Cheque | HK$100 Per Transaction | Date of application | ||
| Telegraphic Transfer | HK$400 | Date of application | ||
| Stop Cheque Payment | HK$120 Per Transaction | Date of application | ||
| Reference Letter / Audit Conformation | HK$200 Per Transaction | Date of application |
The above charges are subject to revision from time to time without prior notice. For enquires, please contact our Customer Services Hotline at (852)
Effective Date: Feb 2022